net capital requirement造句
例句与造句
- It seeks comment on use of statistical models for computing net capital requirements.
- That infusion of new capital met the SEC net capital requirements, the suit says.
- This reduced their net capital requirement.
- Until the firm returns to compliance with its net capital requirements, its ability to operate is severely restricted.
- At no time did the SEC impose a net capital requirement on the holding company parent of a broker-dealer.
- It's difficult to find net capital requirement in a sentence. 用net capital requirement造句挺难的
- The firm failed to meet a $ 250, 000 minimum net capital requirement last week, forcing it to halt normal business.
- Saperston, which has 40-branches in 15 states, fell below the minimum net capital requirements of the Securities and Exchange Commission, said Baker.
- Hellmers said Boston Group still meets its $ 250, 000 minimum net capital requirement as set by National Association of Securities Dealers, and continues doing business.
- Hellmers said Boston Group is unable to say if it still meets its $ 250, 000 minimum net capital requirement as set by National Association of Securities Dealers.
- Saperston, which said it had 40 branches in 15 states, halted operations Monday after falling below the minimum net capital requirements of the Securities and Exchange Commission, said Baker.
- First, the $ 250, 000 absolute minimum net capital requirement under the Alternative Method can be lower under the Basic Method if a broker-dealer limits its customer activities.
- Saperston, which said it had 40-branches in 15 states, halted operations Monday after falling below the minimum net capital requirements of the Securities and Exchange Commission, said Baker.
- In the same 1975 release that adopted the Basic Method, the SEC established the " Alternative Net Capital Requirement for Certain Brokers and Dealers " ( the " Alternative Method " ).
- Boston Group LP, a Los Angeles-based brokerage firm, said it no longer meets its $ 250, 000 minimum net capital requirement set by the National Association of Securities Dealers.
- Boston Group LP, a Los Angeles-based brokerage firm, said it no longer meets its $ 250, 000 minimum net capital requirement as set by the National Association of Securities Dealers.
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